Our complaints
policy:
Our complaint procedure
is made pursuant to Rule 8 of the Conduct of
Authorised Persons Rule 2006.
We are committed to
providing a high-quality service to all our
clients. If something goes wrong, we need you to
tell us about it, as this will help us to
improve our standards.
Our complaints
procedure
If you have a complaint,
contact us
with the details, using the following:
Address:
Telephone:
E-mail address:
What will happen
next?
1 We will send you a
letter acknowledging your complaint and asking
you to confirm or explain the details set out.
We will also let you know the name of the person
who will be dealing with your complaint. You can
expect to receive our letter within two days of
us receiving your complaint.
2 We will record your
complaint in our central register and open a
separate file for your complaint. We will do
this within a day of receiving your complaint.
3 We will then start to
investigate your complaint. This will normally
involve the following steps:-
We will pass your
complaint to the Managing Director within three
days. He will ask the member of staff who acted
for you to reply to your complaint within 5
days. He will then examine their reply and the
information in your complaint file. And, if
necessary, he may also speak to them. This will
take up to three days from receiving their reply
and the file.
4 A senior person will
then invite you to a meeting and discuss and
hopefully resolve your complaint. This meeting
can take place in person, if practical, or via
telephone. He will do this within three
days.
5 Within two days of the
meeting we will write to you to confirm what
took place and any solutions he (or she) has
agreed with you. If you do not want a meeting or
it is not possible, we will send you a detailed
reply to your complaint. This will include his
(or her) suggestions for resolving the matter.
He (or she) will do this within five days of
completing the investigation.
6 At this stage, if you
are still not satisfied, you may contact us
again. We will then arrange to review our
decision. This will happen in one of the
following ways:
Another member of staff
will review the decision within 10 days.
We will ask an
independent person to review your complaint
within five days. We will let you know how long
this process will take.
We will invite you to
agree to independent mediation within five days.
We will let you know how long this process will
take.
7 We will let you know
the result of the review within five days of the
end of the review. At this time, we will write
to you confirming our final position on your
complaint and explaining our reasons. We will
also give you the name and address of the Claims
Management Regulator. If you are still not
satisfied, you can contact them about your
complaint. If we have to change any of the
timescales above, we will let you know and
explain why.